Compliance Officer (analyst) - Global Control Room Portfolio Management (ny)

TD Bank

New York, New York, United States
Base: $75,000 - $95,000 usd; bonus/equity: not spe...
Global control room initiatives
Regulatory responses and audits
Issues management and tracking
The successful hire will assist the Global Control Room Head and the GCR Portfolio Management VP with implementing a program focused on regulatory initiatives, new Global Control Room deployments, and Global Control Room enhancements

Job Summary

  • The successful hire will assist the Global Control Room Head and the GCR Portfolio Management VP with implementing a program focused on regulatory initiatives, new Global Control Room deployments, and Global Control Room enhancements.
  • Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquiries and internal audit requests, including requests for data, and exam inquiries as they relate to Global Control Room.
  • TD is committed to providing fair and equitable compensation opportunities to all colleagues, with growth opportunities and skill development as defining features of the colleague experience.

Matching Summary

The successful hire will assist the Global Control Room Head and the GCR Portfolio Management VP with implementing a program focused on regulatory initiatives, new Global Control Room deployments, and Global Control Room enhancements.

Salary

Base: $75,000 - $95,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Global Control Room initiatives
  • regulatory responses and audits
  • issues management and tracking
  • quality assurance processes
  • program enhancement identification
  • procedure updates
  • stakeholder management globally

Nice-to-have

  • strong risk and compliance culture
  • strategic thinker with excellent judgment
  • operate in evolving matrixed environment
  • promote strong governance and control

Key Requirements

  • Bachelor's degree required
  • 3+ years overall work experience
  • 2+ years relevant banking/finance
  • familiarity with regulations and risk management
  • expertise in Global Control Room
  • change management and project management
  • complex regulatory remediation efforts

Work Rights

Not specified

Tailored Resume

Cover Letter