Financial Crime Risk Management (fcrm) Quality Assurance Senior Analyst (4567, 4660)

TD Bank

Toronto, Ontario, Canada
Base: $81,600 - $115,200 cad; bonus/equity: not sp...
Onsite
Financial crime investigations
Quality assurance reviews
Suspicious transaction reports
Perform advanced quality assurance reviews of Financial Crime Investigations, focusing on complex, high-risk cases to ensure adherence to TD standards and regulatory requirements

Job Summary

  • Perform advanced quality assurance reviews of Financial Crime Investigations, focusing on complex, high-risk cases to ensure adherence to TD standards and regulatory requirements.
  • Evaluate investigative files, including transaction activity and customer information, to assess the appropriateness of investigative procedures and conclusions, particularly regarding reasonable grounds to suspect and regulatory reporting decisions.
  • Contribute as a subject matter expert within the QA function, supporting consistency in investigative quality standards and providing insight on complex investigative matters.

Matching Summary

Perform advanced quality assurance reviews of Financial Crime Investigations, focusing on complex, high-risk cases to ensure adherence to TD standards and regulatory requirements.

Salary

Base: $81,600 - $115,200 CAD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Financial Crime Investigations
  • Quality Assurance reviews
  • Suspicious Transaction Reports
  • FINTRAC regulatory reporting
  • investigative analysis
  • customer information review

Nice-to-have

  • collaborative team environment
  • subject matter expert
  • continuous improvement
  • risk management culture

Key Requirements

  • Minimum 5 years' experience in AML/Financial Crime Investigations
  • Experience in Quality Assurance/Control functions
  • Strong understanding of STR regulatory requirements
  • Ability to analyze complex investigations
  • Professional certifications (CAMS, CFCS) are an asset

Work Rights

Not specified

Tailored Resume

Cover Letter