Svp, Chief Risk Officer – Private Client Group

Raymond James

Hybrid
Operational risk approach
Risk management framework
Risk assessment methodologies
Leads development of an operational risk approach, the setting of target risk levels, calculation of operational risks, development and execution of operational risk audits, and delivery of advice for improvements in processes, procedures, and structures

Job Summary

  • Leads development of an operational risk approach, the setting of target risk levels, calculation of operational risks, development and execution of operational risk audits, and delivery of advice for improvements in processes, procedures, and structures.
  • Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business appetite for risk taking and establish appropriate controls.
  • Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies to the Board of Directors, senior management and various risk committees.

Matching Summary

Leads development of an operational risk approach, the setting of target risk levels, calculation of operational risks, development and execution of operational risk audits, and delivery of advice for improvements in processes, procedures, and structures.

Skills & Requirements

Must-have

  • Operational risk approach
  • Risk management framework
  • Risk assessment methodologies
  • Regulatory compliance
  • Risk reporting

Nice-to-have

  • Strategic and independent partner
  • Change agent
  • Client-first, integrity, independence
  • People-first culture

Key Requirements

  • 15+ years financial services experience
  • Bachelor’s Degree in Mathematics
  • Broker-dealer or wealth management experience
  • Experience with UHNW advisory businesses

Work Rights

Not specified

Tailored Resume

Cover Letter