Senior Compliance Officer

Apex Group

Auckland, New Zealand
On-site
Compliance framework implementation
Aml/cft and privacy act expertise
Regulatory reporting and filings
Apex Group is seeking a Senior Compliance Officer to support their compliance function in New Zealand, focusing on regulatory requirements and internal compliance matters. The ideal candidate should have substantial compliance experience, particularly in AML and data protection, along with strong analytical and interpersonal skills

Job Summary

  • The role is expected to be a trusted adviser, business partner, and leader to support the Compliance matters in New Zealand.
  • Support, implement, maintain, and monitor adherence with Apex’s compliance framework, programme and policies including without limitation, AML, data protection, ethics, conflict of interest etc. for the Apex New Zealand businesses and operations.
  • A genuinely unique opportunity to be part of an expanding large global business with competitive remuneration and training opportunities.

Matching Summary

Match Score: 85

Apex Group is seeking a Senior Compliance Officer to support their compliance function in New Zealand, focusing on regulatory requirements and internal compliance matters. The ideal candidate should have substantial compliance experience, particularly in AML and data protection, along with strong analytical and interpersonal skills.

Skills & Requirements

Must-have

  • Compliance framework implementation
  • AML/CFT and Privacy Act expertise
  • Regulatory reporting and filings
  • Suspicious activity monitoring and escalation
  • Stakeholder engagement and advisory

Nice-to-have

  • Strategic thinking and problem-solving
  • Ability to work under pressure
  • Knowledge of other jurisdictions
  • Understanding of retail investment products

Key Requirements

  • 5-6 years' compliance experience
  • Professional compliance qualification (desirable)
  • Expertise in AML/CFT and/or Privacy Act compliance
  • Strong PC skills including Word, Excel, Power BI

Work Rights

Not specified

Tailored Resume

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