Assets Compliance Lead / Wise Assets Japan Chief Compliance Officer
Wise
Tokyo, Japan
On-site
Regulatory liaison with klfb/fsa
Manage compliance frameworks and policies
Develop regulatory risk tracking systems
You will manage and strengthen the team's relationships with regulators by being the Regulator’s first point of contact for regulatory matters
Job Summary
You will manage and strengthen the team's relationships with regulators by being the Regulator’s first point of contact for regulatory matters.
Maintain and manage effective compliance frameworks, policies, and governance documentation, including carrying out the compliance function pertaining to the Financial Instruments and Exchange Act (FIEA), FSA Guidelines, Japan Securities Dealers Association (JSDA) rules, and any other applicable law governing the regulated activities under the KLFB/FSA.
This role will give you the opportunity to develop an in-depth knowledge of Wise’s business and get to know many teams across the company as you liaise with them to help them understand regulatory frameworks and bring together the information that our regulators need.
Matching Summary
You will manage and strengthen the team's relationships with regulators by being the Regulator’s first point of contact for regulatory matters.
Skills & Requirements
Must-have
Regulatory liaison with KLFB/FSA
Manage compliance frameworks and policies
Develop regulatory risk tracking systems
Educate teams on Japanese regulations
Scrutinize and test compliance programs
Nice-to-have
Deep understanding of Wise mission
Horizon-scanning for new regulations
Adaptable to growth and needs
Work well under pressure
Key Requirements
10+ years experience in compliance/internal control