Director, Us Office Of The Coo, Td Securities

TD

New York, NY, United States
Base: $170,000 - $225,000 usd; bonus/equity: not s...
Broker-dealer business knowledge
Regulatory compliance expertise
Cross-functional stakeholder coordination
The US Office of the COO oversees the administration of TD Securities in the US, ensuring alignment among first line functions, risk functions, and governance programs

Job Summary

  • The US Office of the COO oversees the administration of TD Securities in the US, ensuring alignment among first line functions, risk functions, and governance programs.
  • This role involves managing initiatives, implementing process improvements, and providing decision support to senior leaders while handling sensitive and confidential matters.
  • TD offers a comprehensive Total Rewards package including base salary, variable compensation, health benefits, retirement programs, paid time off, and career development opportunities.

Matching Summary

The US Office of the COO oversees the administration of TD Securities in the US, ensuring alignment among first line functions, risk functions, and governance programs.

Salary

Base: $170,000 - $225,000 USD; Bonus/Equity: Not specified; Benefits: Health, retirement, PTO, banking discounts

Skills & Requirements

Must-have

  • Broker-dealer business knowledge
  • Regulatory compliance expertise
  • Cross-functional stakeholder coordination
  • Advanced MS Excel and PowerPoint skills
  • Project management skills
  • Data analysis and reporting

Nice-to-have

  • Problem-solving and process improvement
  • Strong verbal and written communication
  • Flexible and adaptable to shifting priorities
  • Experience in second line risk management
  • Relationship building with business partners

Key Requirements

  • Undergraduate degree
  • Minimum 10 years financial services experience
  • In-depth broker-dealer and regulatory knowledge
  • Experience in OCOO or similar role
  • Background in risk management or compliance preferred

Work Rights

Not specified

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