Senior Compliance Consultant - Capital Markets, Commercial And Investment Banking, Institutional B/d And Asset Management (hybrid - Metro Nyc Or Buffalo, Ny)

M&T Bank

New York, New York, United States of America
Base: $109,300.00 - $182,100.00 annual; bonus/equi...
Capital markets compliance oversight
Regulatory examination management
Risk assessment and control environment

Salary

Base: $109,300.00 - $182,100.00 Annual; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Capital Markets compliance oversight
  • Regulatory examination management
  • Risk assessment and control environment
  • Fiduciary standards adherence
  • Policy development and implementation

Nice-to-have

  • Strong critical thinking skills
  • Experience with diverse regulatory bodies
  • Knowledge of private equity markets
  • Ability to challenge senior management
  • Diversity and inclusion promotion

Key Requirements

  • Bachelor's Degree in related field
  • 6 years experience in compliance or legal
  • Working knowledge of securities regulations
  • Experience with capital markets products

Work Rights

Not specified

Tailored Resume

Cover Letter