Review account opening for individuals and entities
Conduct periodic customer due diligence reviews
Perform sanctions and pep screening
KGI Securities (Singapore) Pte. Ltd. is seeking an Onboarding Analyst to manage the account opening process and ensure compliance with regulations, including Customer Due Diligence (CDD) and anti-money laundering (AML) procedures. The ideal candidate should have 3-5 years of relevant experience, preferably within the securities industry, and possess strong communication and problem-solving skills
Job Summary
The role involves reviewing account openings for both individual and entity clients while conducting periodic Customer Due Diligence reviews.
Candidates will perform comprehensive screenings including Sanctions, Politically Exposed Person checks, and adverse media analysis to ensure compliance.
The position requires assisting in the maintenance of databases for annual Foreign Account Tax Compliance Act and Common Reporting Standards reporting.
Matching Summary
Match Score: 85
KGI Securities (Singapore) Pte. Ltd. is seeking an Onboarding Analyst to manage the account opening process and ensure compliance with regulations, including Customer Due Diligence (CDD) and anti-money laundering (AML) procedures. The ideal candidate should have 3-5 years of relevant experience, preferably within the securities industry, and possess strong communication and problem-solving skills.
Skills & Requirements
Must-have
Review account opening for individuals and entities
Conduct periodic Customer Due Diligence reviews
Perform sanctions and PEP screening
Maintain FATCA and CRS reporting databases
Update Policy and Procedure Manuals
Nice-to-have
Ability to work independently in fast-paced environment
Strong communication and problem-solving skills
Willingness to learn and collaborate with team
Detail-oriented approach to multi-tasking
Proficiency in Chinese language for document review
Key Requirements
Bachelor's degree in Banking, Finance, or Business Management
3-5 years of client onboarding experience
Experience in Securities Industry or Private Banking