Gfc Investigator (brokerage - Aml/fraud)

Bank of America

Chicago, IL, US
Base: $68,500.00 - $100,000.00 annualized salary; ...
End-to-end investigations
Fraud, money laundering, terrorist financing
Suspicious activity reports (sar)
The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of business relevant to the Investigators specific area of responsibility, specifically focused on Special Investigations, Global Markets, or Global Wealth and Investment Management

Job Summary

  • The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of business relevant to the Investigators specific area of responsibility, specifically focused on Special Investigations, Global Markets, or Global Wealth and Investment Management.
  • Responsibilities for this role include completing investigations while ensuring cases meet or exceed closure and quality metrics, reporting facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement.
  • This role is eligible to participate in the annual discretionary plan. Employees are eligible for an annual discretionary award based on their overall individual performance results and behaviors, the performance and contributions of their line of business and/or group; and the overall success of the Company.

Matching Summary

The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of business relevant to the Investigators specific area of responsibility, specifically focused on Special Investigations, Global Markets, or Global Wealth and Investment Management.

Salary

Base: $68,500.00 - $100,000.00 annualized salary; Bonus/Equity: Discretionary incentive eligible; Benefits: Benefits eligible

Skills & Requirements

Must-have

  • end-to-end investigations
  • fraud, money laundering, terrorist financing
  • Suspicious Activity Reports (SAR)
  • stakeholder management
  • AML Regulatory Knowledge

Nice-to-have

  • coaching
  • talent development
  • issue management
  • risk management
  • written communications

Key Requirements

  • Minimum of five years of relevant experience
  • Understanding of Retail Brokerage Products
  • FINRA Securities Essential Exam/ FINRA Series 7, Series 6
  • Suspicious Activity Reporting (SAR)
  • Stakeholder Management (FLU, Business Controls, Risk)
  • Understanding of Rules, Regulations, and Compliance (FINRA/SEC)

Work Rights

Not specified

Tailored Resume

Cover Letter