Senior Associate, Private Wealth Compliance

HarbourVest Inc

Boston, United States
Base: $93,000.00 - $131,000.00; bonus/equity: disc...
Hybrid
Private wealth compliance program support
Regulatory reporting and governance
Finra registered representative support
HarbourVest offers a collegial environment with low turnover and high energy, fostering growth and skill acquisition

Job Summary

  • HarbourVest offers a collegial environment with low turnover and high energy, fostering growth and skill acquisition.
  • The Senior Associate will coordinate and ensure timely filing of regulatory submissions for private wealth-focused vehicles and support pre-trade/post-trade compliance monitoring.
  • This role involves assisting with regulatory reporting, governance obligations, and implementing proper governance for private wealth-focused vehicles.

Matching Summary

HarbourVest offers a collegial environment with low turnover and high energy, fostering growth and skill acquisition.

Salary

Base: $93,000.00 - $131,000.00; Bonus/Equity: Discretionary annual bonus; Benefits: Comprehensive total rewards package

Skills & Requirements

Must-have

  • Private wealth compliance program support
  • Regulatory reporting and governance
  • FINRA registered representative support
  • Securities laws and regulations
  • Time-sensitive environment management

Nice-to-have

  • Pro-active and upbeat professional
  • Collaborative and supportive team member
  • Passion for company mission
  • Diverse and inclusive culture appreciation

Key Requirements

  • 5+ years of experience in compliance
  • Bachelor of Arts or equivalent experience
  • Understanding of Investment Advisers Act of 1940
  • Understanding of Investment Company Act of 1940
  • Understanding of Securities Act of 1933
  • Understanding of Securities Exchange Act of 1934
  • Understanding of FINRA Communication Rules

Work Rights

Not specified

Tailored Resume

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