The team supports investment compliance by monitoring regulatory requirements and client-specific guidelines across global asset classes
Job Summary
The team supports investment compliance by monitoring regulatory requirements and client-specific guidelines across global asset classes.
Candidates will be responsible for extracting compliance restrictions from governing documents and coding them into automated monitoring systems like ION Sentinel and Aladdin.
State Street offers a comprehensive benefits package including retirement savings plans, insurance coverage, and flexible work programs.
Matching Summary
The team supports investment compliance by monitoring regulatory requirements and client-specific guidelines across global asset classes.
Salary
Base: $80,000 - $140,000 Annual; Bonus/Equity: Eligible for annual performance-based awards; Benefits: Comprehensive including 401K match, medical, dental, vision, and paid time off
Skills & Requirements
Must-have
Reviewing Investment Management Agreements
Coding guidelines into compliance systems
Pre and post-trade compliance monitoring
Experience with CRIMS Sentinel Aladdin Bloomberg
Analyzing compliance breach trends
Nice-to-have
Strong communication and interpersonal skills
Ability to work under pressure
Self-starter with minimal supervision
Open to feedback and continuous improvement
Detail-oriented with high accuracy
Key Requirements
5-8 years experience in investment management compliance
Bachelor's degree in Finance, Accounting or Economics
Proficiency in Bloomberg terminal software
Prior experience coding rules in at least two of four platforms