Not specified (potentially hybrid or onsite based on industry norms)
2-3 years qa or controls testing experience
Knowledge of private banking investment products
Experience with post-trade surveillance tape listening
This job posting seeks a Business Risk & Controls Analyst for a Private Bank client, focusing on post-trade surveillance and quality assurance. The ideal candidate will possess 2-3 years of experience in quality assurance or controls testing, strong communication skills, and a good understanding of front office processes in private banking
Job Summary
This role focuses on exercising risk oversight over front office activities through regular thematic testing and ongoing post-transaction reviews.
You will conduct post-trade surveillance including tape listening and email surveillance to ensure compliance with regulatory requirements.
The position requires interacting with front office staff to analyze disputes, defend evaluations, and implement enhancements to the controls framework.
Matching Summary
Match Score: 85
This job posting seeks a Business Risk & Controls Analyst for a Private Bank client, focusing on post-trade surveillance and quality assurance. The ideal candidate will possess 2-3 years of experience in quality assurance or controls testing, strong communication skills, and a good understanding of front office processes in private banking.
Skills & Requirements
Must-have
2-3 years QA or controls testing experience
Knowledge of private banking investment products
Experience with post-trade surveillance tape listening
Understanding of front office internal controls
Ability to analyze disputes and propose corrective actions
Nice-to-have
Excel VBA knowledge
Strong communication skills across organizational levels
Team player mentality
Ability to work independently under pressure
Key Requirements
Minimum 2-3 years in Quality Assurance or controls testing
Good knowledge of front office processes in a private bank
Proven ability to balance business needs and controls requirements