Senior Compliance Officer

Apexgroup Inc

Auckland, New Zealand
Support apex’s compliance function in new zealand
Day-to-day reporting and risk assessments
Implement and monitor compliance framework
The role will be based in Auckland, New Zealand though we may consider candidates from Wellington

Job Summary

  • The role will be based in Auckland, New Zealand though we may consider candidates from Wellington.
  • Support, implement, maintain, and monitor adherence with Apex’s compliance framework, programme and policies including without limitation, AML, data protection, ethics, conflict of interest etc. for the Apex New Zealand businesses and operations.
  • A genuinely unique opportunity to be part of an expanding large global business; Competitive remuneration commensurate with skills and experience; Training and development opportunities.

Matching Summary

The role will be based in Auckland, New Zealand though we may consider candidates from Wellington.

Skills & Requirements

Must-have

  • Support Apex’s compliance function in New Zealand
  • Day-to-day reporting and risk assessments
  • Implement and monitor compliance framework
  • Advise on compliance issues and regulatory requirements
  • Robust suspicious activity practices
  • Keep abreast of regulatory requirements

Nice-to-have

  • Trusted adviser, business partner, and leader
  • Positive disrupter and turn big ideas into bold realities
  • Knowledge of compliance in other jurisdictions
  • Understanding of regulatory environment for retail investment product providers

Key Requirements

  • 5-6 years solid compliance experience
  • Professional compliance qualification desirable
  • Expertise in AML/CFT and/or Privacy Act compliance
  • Strategic thinker and problem solver
  • Strong people management skill
  • Attentive to details and accuracy
  • Ability to work under pressure and meet tight deadlines

Work Rights

Not specified

Tailored Resume

Cover Letter