Swap Dealer Compliance, Vice President

State Street

Boston, MA, United States
Base: $110,000 - $207,500; bonus/equity: not speci...
Knowledge of sec, cftc, nfa regulations
Experience in compliance/legal or risk departments
Strong analytical skills
The Compliance Department prevents, detects and mitigates compliance, regulatory and reputational risk across State Street

Job Summary

  • The Compliance Department prevents, detects and mitigates compliance, regulatory and reputational risk across State Street.
  • This role will assist the Swap Dealer CCO in the day-to-day oversight of the Swap Dealer Compliance Program.
  • State Street is committed to fostering an environment where every employee feels valued and empowered to reach their full potential.

Matching Summary

The Compliance Department prevents, detects and mitigates compliance, regulatory and reputational risk across State Street.

Salary

Base: $110,000 - $207,500; Bonus/Equity: Not specified; Benefits: Comprehensive benefits program

Skills & Requirements

Must-have

  • Knowledge of SEC, CFTC, NFA regulations
  • Experience in Compliance/Legal or Risk departments
  • Strong analytical skills

Nice-to-have

  • Exceptional attention to detail
  • Effective communicator with senior stakeholders
  • Ability to manage processes and drive change

Key Requirements

  • 5+ years of relevant experience
  • JD or MBA preferred
  • Experience with Volcker Rule compliance

Work Rights

Not specified

Tailored Resume

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