Senior Manager Swap Dealer Compliance

Commonwealth Bank

Sydney, NSW, Australia
Onsite
Strong knowledge of markets and otc related products
Experience in line 2 compliance within institutional banking
Understanding of u.s. rules and regulatory requirements
This role serves as a key Line 2 Advisory function to the Global Markets, Commodities and Environmental Markets business

Job Summary

  • This role serves as a key Line 2 Advisory function to the Global Markets, Commodities and Environmental Markets business.
  • The incumbent will provide strategic oversight and challenge on the effectiveness of the business's regulatory risk management practices.
  • Candidates must possess strong knowledge of OTC obligations including CFTC rules and G20 regulatory reform.

Matching Summary

This role serves as a key Line 2 Advisory function to the Global Markets, Commodities and Environmental Markets business.

Skills & Requirements

Must-have

  • Strong knowledge of Markets and OTC related products
  • Experience in Line 2 compliance within Institutional Banking
  • Understanding of U.S. rules and regulatory requirements

Nice-to-have

  • Legal experience in financial services regulatory space
  • Proven skills in influencing senior management
  • Commercial mind balancing compliance and business goals

Key Requirements

  • Experience in Line 2 compliance within Institutional Banking
  • Strong understanding of U.S. rules and regulatory requirements
  • Knowledge of CFTC preferred and G20 regulatory reform

Work Rights

Not specified

Tailored Resume

Cover Letter