Risk & Compliance Senior Associate

Caterpillar Inc.

Bangalore, India
Onsite
Sox compliance reviews
Internal financial control assessments
Control deficiency identification
The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards

Job Summary

  • The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards.
  • Perform SOX compliance reviews and IFC assessments across business processes, including documentation, design evaluation, and operating effectiveness testing.
  • Work Life Harmony includes Earned and medical leave, Relocation assistance, Holistic Development through employee resource groups, Career development opportunities with global prospects, Medical coverage, Employee mental wellness assistance program, Employee investment plan, and Pay for performance with Annual incentive Bonus plan.

Matching Summary

The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards.

Skills & Requirements

Must-have

  • SOX compliance reviews
  • Internal Financial Control assessments
  • control deficiency identification
  • remediation tracking
  • process documentation and improvement

Nice-to-have

  • continuous strengthening of internal control
  • proactive initiatives
  • cross-functional stakeholder coordination
  • fact-finding techniques

Key Requirements

  • Chartered Accountant (CA) or Certified Internal Auditor (CIA)
  • 3–4 years of post‑qualification experience
  • Prior experience in SOX compliance, internal audits, or Big 4 / large corporate audit environments
  • Work onsite five days a week

Work Rights

Not specified

Tailored Resume

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