The role ensures financial services regulation activities are conducted in compliance with applicable laws and helps manage legal and regulatory risks
Job Summary
The role ensures financial services regulation activities are conducted in compliance with applicable laws and helps manage legal and regulatory risks.
The successful candidate will lead a triage team to coordinate risk events, allocate records to appropriate legal teams, and monitor workflow aging.
This position requires advising decision-makers on complex legal issues while collaborating with Compliance, Risk, and Technology functions globally.
Matching Summary
The role ensures financial services regulation activities are conducted in compliance with applicable laws and helps manage legal and regulatory risks.