Avp - Risk And Compliance (sox) Program Manager

221

Not specified
Sarbanes-oxley act compliance expertise
Internal controls testing and assessment
Risk assessment and gap analysis
The job posting is for an AVP - Risk and Compliance (SOX) Program Manager at Axos Business Center, responsible for overseeing compliance with the Sarbanes-Oxley Act. The ideal candidate should have strong audit and risk management skills, with experience in internal controls testing and collaboration across teams

Job Summary

  • The role oversees the organization's compliance with the Sarbanes-Oxley Act to ensure regulatory adherence and operational efficiency.
  • Candidates will lead quarterly SOX certifications and manage the annual enterprise risk and control assessment program.
  • The position requires partnering with control owners to design, test, and validate internal controls while supporting SEC filings.

Matching Summary

Match Score: 85

The job posting is for an AVP - Risk and Compliance (SOX) Program Manager at Axos Business Center, responsible for overseeing compliance with the Sarbanes-Oxley Act. The ideal candidate should have strong audit and risk management skills, with experience in internal controls testing and collaboration across teams.

Skills & Requirements

Must-have

  • Sarbanes-Oxley Act compliance expertise
  • Internal controls testing and assessment
  • Risk assessment and gap analysis
  • SEC filing support and certification
  • Control documentation and process flows

Nice-to-have

  • Process improvement and optimization skills
  • Collaboration across multiple departments
  • Experience with external auditors
  • Strong communication and advisory abilities

Key Requirements

  • Bachelor's Degree in Accounting, MIS, or Finance
  • 4+ years experience in accounting or auditing
  • 2+ years managing a SOX program
  • CPA, CIA, or CISA certification preferred

Work Rights

Not specified

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