Trade Surveillance - Associate

technovationbrasil

Glasgow, United Kingdom
**
Communication surveillance
Market abuse regulations
Conduct risk frameworks
** Technovation Brasil is seeking a Trade Surveillance Associate in Glasgow, UK, to support investment banking clients in maintaining compliance with regulatory standards. The role involves monitoring communications and identifying potential market abuse while collaborating with various stakeholders to enhance surveillance frameworks. **

Job Summary

  • Strengthen market integrity through robust surveillance and regulatory excellence.
  • You will play a key role in monitoring electronic and voice communications, identifying potential market abuse or misconduct, and enhancing surveillance frameworks across Capital Markets environments.
  • We offer a competitive, people-first benefits package designed to support every aspect of your life.

Matching Summary

Match Score: 75

** Technovation Brasil is seeking a Trade Surveillance Associate in Glasgow, UK, to support investment banking clients in maintaining compliance with regulatory standards. The role involves monitoring communications and identifying potential market abuse while collaborating with various stakeholders to enhance surveillance frameworks. **

Skills & Requirements

Must-have

  • Communication surveillance
  • Market abuse regulations
  • Conduct risk frameworks
  • Analyse large volumes of information
  • Enhance surveillance controls

Nice-to-have

  • Client-facing environment
  • Process improvement
  • Regulatory remediation programmes

Key Requirements

  • Experience in Communication Surveillance, Trade Surveillance, or Conduct Risk
  • Experience in Investment Banking or Capital Markets
  • Experience with surveillance tools (NICE Actimize, Smarsh, Global Relay)

Work Rights

Not specified

Tailored Resume

Cover Letter