Financial Advisor Support Specialist Ii - Greenville, Sc

TD

Greenville, South Carolina, United States
Base: $25.75 - $38.50 usd; bonus/equity: not speci...
Client-centric service delivery
Financial transaction handling
Regulatory compliance adherence
The Financial Advisor Support Specialist II serves as the primary administrative and service support for Financial Advisors and their clients, focusing on the mass affluent segment

Job Summary

  • The Financial Advisor Support Specialist II serves as the primary administrative and service support for Financial Advisors and their clients, focusing on the mass affluent segment.
  • This role involves ensuring a legendary client experience through thorough onboarding, handling financial transactions compliantly, and maintaining accurate client data.
  • TD is committed to colleague growth, offering opportunities for skill development, a competitive total rewards package, and a supportive work environment.

Matching Summary

The Financial Advisor Support Specialist II serves as the primary administrative and service support for Financial Advisors and their clients, focusing on the mass affluent segment.

Salary

Base: $25.75 - $38.50 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Client-centric service delivery
  • Financial transaction handling
  • Regulatory compliance adherence
  • Database maintenance and reporting
  • Proactive client communication

Nice-to-have

  • Community involvement
  • Positive work environment contribution
  • Mentoring and guidance
  • Technological process improvement identification

Key Requirements

  • 1+ years of financial industry experience
  • SIE & Series 99 registration required
  • Associate's or Bachelor's degree preferred
  • Knowledge of investments, banking, and credit products
  • Experience with affluent clients
  • Proficiency in MS Office Suite and Contact Management databases
  • Criminal and financial background investigation required

Work Rights

Not specified

Tailored Resume

Cover Letter