Base: $100,000.00-$112,000.00; bonus/equity: not s...
Remote
Adhering to business ethics and practices
Enforcing policies and regulations
Risk mitigation
Chartwell Investment Partners is seeking a Field Supervision Manager who will oversee supervisory and risk functions within the financial services sector. This remote position requires strong leadership skills and compliance knowledge, aimed at ensuring adherence to regulations and company policies
Job Summary
Oversees supervisory and risk functions, ensuring adherence to business ethics, practices, and all relevant laws and policies.
Partners with advisors and management to address business needs and risks, facilitating escalated inquiries and resolving supervision issues.
Provides regular education and communication on processes and policies, promoting risk awareness and a compliant environment.
Matching Summary
Match Score: 85
Chartwell Investment Partners is seeking a Field Supervision Manager who will oversee supervisory and risk functions within the financial services sector. This remote position requires strong leadership skills and compliance knowledge, aimed at ensuring adherence to regulations and company policies.
Salary
Base: $100,000.00-$112,000.00; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Adhering to business ethics and practices
Enforcing policies and regulations
Risk mitigation
Advising on supervisory processes
Nice-to-have
Professional and pleasant demeanor
High level of customer service
Calm and professional manner
Key Requirements
Minimum six (6) years of Administrative Manager or Supervision experience