Lead Associate - Wealth Management / Premier Brokerage

Empower Geographics Inc

Base: $65,600.00 - $92,675.00; bonus/equity: non-s...
Hybrid
Handle complex escalated client calls
Conduct quality call monitoring
Perform best interest profile reviews
This position is responsible for handling escalated calls, quality call monitoring, and serving as a Principal reviewer for the Wealth Management team

Job Summary

  • This position is responsible for handling escalated calls, quality call monitoring, and serving as a Principal reviewer for the Wealth Management team.
  • The role involves partnering with leadership to coach associates, improve wealth management conversations, and ensure all activities are regulatory compliant.
  • Employees receive generous benefits including up to 6% company matching contributions, tuition reimbursement, and paid volunteer time.

Matching Summary

This position is responsible for handling escalated calls, quality call monitoring, and serving as a Principal reviewer for the Wealth Management team.

Salary

Base: $65,600.00 - $92,675.00; Bonus/Equity: Non-sales positions eligible for bonus program; Benefits: Medical, dental, vision, life insurance, 401(k) match up to 6%

Skills & Requirements

Must-have

  • Handle complex escalated client calls
  • Conduct quality call monitoring
  • Perform Best Interest Profile reviews
  • Coach associates on tax exempt strategies
  • Resolve distribution exceptions timely

Nice-to-have

  • Deep knowledge of wealth management
  • Ability to develop training materials
  • Strong judgment in regulatory matters
  • Experience with cross-selling strategies
  • Commitment to inclusive work culture

Key Requirements

  • Bachelor's Degree or equivalent experience
  • FINRA Series 7, 24, 63, and 65 registrations
  • Five years of Wealth management experience
  • Authorized to work for any employer in the U.S.
  • Fingerprinting required by FINRA

Work Rights

Must be authorized to work for any employer in the U.S.

Tailored Resume

Cover Letter