Post Trade Compliance Vice President

Citi

Columbus, Ohio, United States
Base: $107,120.00 - $160,680.00; bonus/equity: dis...
10+ years mutual fund compliance experience
People management and team leadership skills
Advanced knowledge of sec regulations and investment company act
The VP oversees a team responsible for daily, monthly, and periodic compliance testing and reporting for mutual fund clients

Job Summary

  • The VP oversees a team responsible for daily, monthly, and periodic compliance testing and reporting for mutual fund clients.
  • Candidates must demonstrate advanced understanding of SEC filings such as N-PORT and N-MFP along with Sub Chapter M of the IRC.
  • The role includes managing annual performance cycles, mentoring staff, and partnering with technology teams on automation solutions.

Matching Summary

The VP oversees a team responsible for daily, monthly, and periodic compliance testing and reporting for mutual fund clients.

Salary

Base: $107,120.00 - $160,680.00; Bonus/Equity: Discretionary and formulaic incentive awards available; Benefits: Medical, dental, vision, 401(k), life insurance, paid time off

Skills & Requirements

Must-have

  • 10+ years mutual fund compliance experience
  • People management and team leadership skills
  • Advanced knowledge of SEC regulations and Investment Company Act
  • Experience with Microsoft Office Excel applications

Nice-to-have

  • FIS InvestOne platform experience
  • Automated compliance testing platform familiarity
  • MBA degree preferred
  • Proactive client relationship management

Key Requirements

  • Bachelor's Degree in Accounting, Finance, or Business
  • Prior people management experience required
  • 10+ years industry experience in mutual fund compliance

Work Rights

Not specified

Tailored Resume

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