Global Advisory, Legal & Compliance Analyst, Ny

Rothschild & Co

New York, United States
Base: $75,000 - $90,000 py; bonus/equity: discreti...
Compliance management system
Conflicts checks
Anti-money laundering checks
Rothschild & Co is a leading global financial services group with a history of over 200 years

Job Summary

  • Rothschild & Co is a leading global financial services group with a history of over 200 years.
  • The Analyst will provide compliance monitoring and support in connection with our broker-dealer compliance program.
  • In addition to salary and our Rothschild & Co employee benefits package, successful candidates may be eligible to receive a discretionary bonus.

Matching Summary

Rothschild & Co is a leading global financial services group with a history of over 200 years.

Salary

Base: $75,000 - $90,000 per year; Bonus/Equity: Discretionary bonus may be eligible; Benefits: Rothschild & Co employee benefits package

Skills & Requirements

Must-have

  • compliance management system
  • conflicts checks
  • anti-money laundering checks
  • employee personal trading monitoring
  • regulatory filings and responses

Nice-to-have

  • attention to detail
  • analytical skills
  • team player
  • strong communication skills
  • sound judgment and discretion

Key Requirements

  • Bachelor’s Degree
  • Prior work experience in compliance
  • Prior work experience in financial services
  • Prior work experience as a paralegal
  • Proficient in MS Office

Work Rights

Not specified

Tailored Resume

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