Principal Associate, Capital Markets & Risk - Sox

Capital One

McLean, VA, US
Base: $119,400 - $149,800 depending on location; b...
Not specified
Sarbanes-oxley (sox) controls expertise
Risk management and assessment experience
Financial reporting and control testing
Capital One is seeking a Principal Associate for its Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management, focusing on enhancing financial reporting and risk management practices. Ideal candidates should have experience in accounting, auditing, and internal controls, with a preference for certifications like CPA or CIA

Job Summary

  • The role involves leading lines of business through a robust approach to risk management including scoping, risk assessment, and control testing.
  • Candidates will liaise between business process performers, risk offices, internal auditors, and accountable executives to communicate risks and remediation actions.
  • The position offers eligibility for performance-based incentive compensation including cash bonuses and long-term incentives.

Matching Summary

Match Score: 85

Capital One is seeking a Principal Associate for its Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management, focusing on enhancing financial reporting and risk management practices. Ideal candidates should have experience in accounting, auditing, and internal controls, with a preference for certifications like CPA or CIA.

Salary

Base: $119,400 - $149,800 depending on location; Bonus/Equity: Performance based incentive compensation eligible; Benefits: Comprehensive health, financial, and other benefits included

Skills & Requirements

Must-have

  • Sarbanes-Oxley (SOX) controls expertise
  • Risk management and assessment experience
  • Financial reporting and control testing

Nice-to-have

  • Self-starter with high motivation
  • Collaborative team environment skills
  • Technology transformation support experience

Key Requirements

  • Bachelor's Degree or military experience
  • At least 3 years in Accounting, Financial Reporting, Internal Controls, or Audit
  • Preferred: CPA, CIA, or CISA certification

Work Rights

Not specified

Tailored Resume

Cover Letter