Equity Research - Supervisory Analyst

TD Bank

Toronto, Ontario, Canada
Base: $175,000 - $185,000 cad; bonus/equity: not s...
Onsite
Review public research notes and reports
Ensure compliance with finra and ciro rules
Validate investment thesis and valuation logic
The role provides a high-quality and timely review of all products across the global research platform to ensure regulatory compliance

Job Summary

  • The role provides a high-quality and timely review of all products across the global research platform to ensure regulatory compliance.
  • TD Securities acquired Cowen Inc. in 2023, expanding its premier U.S. equities business and diverse equity research franchise.
  • The position offers growth opportunities, skill development, and a competitive total rewards package including health benefits and retirement programs.

Matching Summary

The role provides a high-quality and timely review of all products across the global research platform to ensure regulatory compliance.

Salary

Base: $175,000 - $185,000 CAD; Bonus/Equity: Not specified; Benefits: Health, well-being, savings, retirement, paid time off

Skills & Requirements

Must-have

  • Review public research notes and reports
  • Ensure compliance with FINRA and CIRO rules
  • Validate investment thesis and valuation logic
  • Edit content for clarity and fairness
  • Manage BlueMatrix publishing system

Nice-to-have

  • Strong editing and proofreading skills
  • Meticulous attention to detail
  • Ability to prioritize multiple projects
  • Conservative mindset on regulatory matters
  • Effective written communication skills

Key Requirements

  • Bachelor's Degree required
  • 5+ years as Supervisory Analyst at securities firm
  • FINRA Series 16 License required
  • CIRO-recognized proficiency or willingness to obtain within six months

Work Rights

Not specified

Tailored Resume

Cover Letter