Compliance Team Leader (north Apac) - Hong Kong

Bloomberg LP

Hong Kong, Hong Kong
On-site
10 years compliance experience
Electronic trading knowledge
Regulatory engagement hk sfc
This role involves leading the North APAC Compliance coverage with a broad remit including support of Bloomberg's electronic trading business

Job Summary

  • This role involves leading the North APAC Compliance coverage with a broad remit including support of Bloomberg's electronic trading business.
  • The successful candidate will act as the primary contact for local regulators, managing relationships with the Securities and Futures Commission and Hong Kong Monetary Authority.
  • The position requires providing compliance advisory coverage, handling regulatory reporting, and coordinating risk assessments for the firm's electronic trading services.

Matching Summary

Match Score: 75

This role involves leading the North APAC Compliance coverage with a broad remit including support of Bloomberg's electronic trading business.

Skills & Requirements

Must-have

  • 10 years compliance experience
  • electronic trading knowledge
  • regulatory engagement HK SFC
  • team leadership experience
  • policy drafting skills

Nice-to-have

  • strong presentation skills
  • fast-paced environment adaptability
  • diverse stakeholder collaboration
  • technology-driven mindset

Key Requirements

  • Minimum 10 years relevant compliance experience
  • Experience with HK SFC and HKMA regulations
  • Proven team leadership experience
  • Strong understanding of financial regulations

Work Rights

Not specified

Tailored Resume

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