Emea Client Assets Compliance Officer (infrastructure)

Morstan

Glasgow, , United Kingdom
Client assets regulatory knowledge
Second-line compliance oversight
Regulatory audit contribution
The role involves providing oversight, challenge, and direction on the design and effectiveness of the Client Assets control and governance framework

Job Summary

  • The role involves providing oversight, challenge, and direction on the design and effectiveness of the Client Assets control and governance framework.
  • Morgan Stanley is committed to fostering an inclusive environment where individuals can reach their full potential and offers flexible working arrangements.
  • The Legal and Compliance Division protects the firm’s reputation by developing and maintaining policies to meet global regulatory obligations and maintaining constructive relationships with regulators.

Matching Summary

The role involves providing oversight, challenge, and direction on the design and effectiveness of the Client Assets control and governance framework.

Skills & Requirements

Must-have

  • Client Assets regulatory knowledge
  • Second-line compliance oversight
  • Regulatory audit contribution
  • Risk monitoring and escalation
  • Collaborative relationship building

Nice-to-have

  • Analytical and detail-oriented thinker
  • Strong verbal and written communication
  • Ability to multitask under pressure
  • Self-motivated with development focus

Key Requirements

  • Degree-qualified
  • 8+ years financial services experience
  • Strong knowledge of Client Asset obligations

Work Rights

Not specified

Tailored Resume

Cover Letter