Audit Compliance Manager I

TD Ameritrade

Mount Laurel, New Jersey, United States of America
Base: $75,020.00 - $125,180.00 usd; bonus/equity: ...
Not specified (assumed to be onsite based on location)
Conducts end-to-end audit processes
Executes testing of internal controls
Develops audit planning memorandum
TD Ameritrade is seeking an Audit Compliance Manager I in Mount Laurel, New Jersey, to oversee and execute audits, ensuring compliance with established standards. The ideal candidate will have over five years of relevant experience and a strong understanding of audit processes

Job Summary

  • The role involves working as an audit subject matter expert who oversees and independently performs audits from end-to-end.
  • Candidates will be responsible for executing control testing, developing audit planning documents, and presenting findings to stakeholders.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and career development programs.

Matching Summary

Match Score: 85

TD Ameritrade is seeking an Audit Compliance Manager I in Mount Laurel, New Jersey, to oversee and execute audits, ensuring compliance with established standards. The ideal candidate will have over five years of relevant experience and a strong understanding of audit processes.

Salary

Base: $75,020.00 - $125,180.00 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • Conducts end-to-end audit processes
  • Executes testing of internal controls
  • Develops Audit Planning Memorandum
  • Manages issue identification and tracking
  • Presents objective audit opinions

Nice-to-have

  • Cross-functional process integration
  • Emerging trends in analytical tools
  • Positive work environment promotion
  • Knowledge transfer capabilities
  • Operational efficiency recommendations

Key Requirements

  • Undergraduate degree required
  • 5+ years of relevant experience
  • Experience with walkthroughs and test scripts

Work Rights

Not specified

Tailored Resume

Cover Letter