Risk Management, Manager, Institutional Securities Management Group

Morgan Stanley

Mumbai, India
Reviewing internal policy breaches
Investigate, educate and escalate
Reviewing electronic communications
The Central Risk team within Institutional Securities Group (ISG) provides oversight of regulatory and firm requirements for supervision, Surveillance, entitlements, and information security by performing in-depth assessments and implementing consistent programmatic coverage globally

Job Summary

  • The Central Risk team within Institutional Securities Group (ISG) provides oversight of regulatory and firm requirements for supervision, Surveillance, entitlements, and information security by performing in-depth assessments and implementing consistent programmatic coverage globally.
  • The ISG Central Risk team fulfils a front office advisory role as the first line of defence, with the scope including escalation, oversight, project execution, control ownership and is the default owner for many division-wide audit and regulatory issues.
  • Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow, with a philosophy that balances personal lifestyles, perspectives and needs.

Matching Summary

The Central Risk team within Institutional Securities Group (ISG) provides oversight of regulatory and firm requirements for supervision, Surveillance, entitlements, and information security by performing in-depth assessments and implementing consistent programmatic coverage globally.

Skills & Requirements

Must-have

  • Reviewing internal policy breaches
  • Investigate, educate and escalate
  • Reviewing electronic communications
  • Create management reports
  • Support BU projects
  • Engaging with ISG contacts

Nice-to-have

  • Focus on proactive and effective supervision
  • Drive discussion with Risk and Compliance
  • Partner with stakeholders
  • Inclusive environment
  • Supportive and inclusive environment

Key Requirements

  • 4-6 years experience
  • Background in Compliance or Risk Management
  • Knowledge of Equities markets
  • Understanding of applicable regulatory rules
  • Proficiency in MS Office

Work Rights

Not specified

Tailored Resume

Cover Letter