Investment Compliance Intermediate Analyst

Citi

Kuala Lumpur, Malaysia
Hybrid
Investment guideline compliance
Client reporting accuracy
Financial securities products knowledge
You will be responsible in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines

Job Summary

  • You will be responsible in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines.
  • Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more.
  • Being part of our team means that we’ll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future.

Matching Summary

You will be responsible in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines.

Skills & Requirements

Must-have

  • Investment guideline compliance
  • Client reporting accuracy
  • Financial securities products knowledge
  • Compliance monitoring system
  • Operating Procedures Manual updates

Nice-to-have

  • Service-oriented and client focused
  • Team player with strong communication
  • Process improvement initiatives
  • Training and development of staff

Key Requirements

  • 4-6 years experience in financial industry
  • Experience in post-trade compliance platforms
  • Degree in Banking/Finance/Accountancy
  • Knowledge of investment guidelines
  • Ability to interpret legal clauses

Work Rights

Not specified

Tailored Resume

Cover Letter