Senior Registered Client Associate

Wells Fargo

Woodbury, NY, US
Base: $34.62 - $52.40; bonus/equity: incentive opp...
Brokerage client services support experience
Finra series 7 and 63 examinations completed
Proficiency in microsoft office applications
The role involves assisting Profit Formula Financial Advisors with sales, service, and operational activities including client communication and account management

Job Summary

  • The role involves assisting Profit Formula Financial Advisors with sales, service, and operational activities including client communication and account management.
  • Candidates must demonstrate seasoned judgment by handling complex clients and acting as a liaison for referral sources while maintaining regulatory compliance.
  • Wells Fargo offers comprehensive benefits including health insurance, 401(k) plans, paid time off, and tuition reimbursement for eligible employees.

Matching Summary

The role involves assisting Profit Formula Financial Advisors with sales, service, and operational activities including client communication and account management.

Salary

Base: $34.62 - $52.40; Bonus/Equity: Incentive opportunities available; Benefits: Comprehensive health, 401(k), PTO, and more

Skills & Requirements

Must-have

  • Brokerage client services support experience
  • FINRA Series 7 and 63 examinations completed
  • Proficiency in Microsoft Office applications

Nice-to-have

  • Experience with marketing campaign coordination
  • Ability to prioritize work in dynamic environment
  • Strong listening skills for customer needs

Key Requirements

  • 2+ years of brokerage and client services support experience
  • Successfully completed FINRA Series 7 and 63 examinations
  • Must be eligible for US employment without visa sponsorship

Work Rights

Not specified

Tailored Resume

Cover Letter