Surveillance – Trade Surveillance Compliance Officer

Deutsche Bank UK

Jacksonville, FL, USA
Base: $45,000 to $76,500; bonus/equity: not specif...
Hybrid
Trade surveillance and investigations
Market abuse detection
Regulatory compliance
The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies

Job Summary

  • The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies.
  • Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies.
  • Deutsche Bank provides access to physical, emotional, and financial wellness benefits that allow colleagues to stay financially secure and strike balance between work and home.

Matching Summary

The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies.

Salary

Base: $45,000 to $76,500; Bonus/Equity: Not specified; Benefits: Health and wellbeing benefits, retirement savings plans, parental leave

Skills & Requirements

Must-have

  • Trade surveillance and investigations
  • Market abuse detection
  • Regulatory compliance
  • Financial markets knowledge
  • MS Excel proficiency

Nice-to-have

  • Proactive approach to tasks
  • Effective communication across teams
  • Team player with great attitude
  • Embraces change and innovation

Key Requirements

  • Moderate work experience in regulatory, audit, compliance, risk, surveillance
  • College degree or equivalent work experience
  • Knowledge of financial products
  • Ability to prioritize and communicate effectively

Work Rights

Not specified

Tailored Resume

Cover Letter