Compliance Officer (mortgages And Financial Planning)

Howden Group

Hybrid
Experience in financial services and mortgages
Knowledge of fca principles and regulations
Understanding of consumer duty requirements
The Compliance Officer plays a vital role in safeguarding clients, colleagues, and the organization through a risk-based approach

Job Summary

  • The Compliance Officer plays a vital role in safeguarding clients, colleagues, and the organization through a risk-based approach.
  • Responsibilities include quality assurance of adviser files, handling complaints, and producing compliance audit reports.
  • Howden offers a culture that values diversity, reasonable adjustments, and flexible working arrangements where possible.

Matching Summary

The Compliance Officer plays a vital role in safeguarding clients, colleagues, and the organization through a risk-based approach.

Skills & Requirements

Must-have

  • Experience in financial services and mortgages
  • Knowledge of FCA principles and regulations
  • Understanding of Consumer Duty requirements
  • CeMap or equivalent certification required

Nice-to-have

  • Excellent interpersonal and communication skills
  • Strong analytical skills in regulated environments
  • Willingness to challenge established ways of working
  • Ability to work collaboratively as part of a team

Key Requirements

  • CeMap or equivalent certification
  • Experience in mortgages and financial services
  • Adequate knowledge of FCA regulations

Work Rights

Not specified

Tailored Resume

Cover Letter