The Compliance Manager serves as the critical link between the Issue Management lifecycle and the Firm’s Control Framework, ensuring remediation efforts lead to robust, sustainable controls
Job Summary
The Compliance Manager serves as the critical link between the Issue Management lifecycle and the Firm’s Control Framework, ensuring remediation efforts lead to robust, sustainable controls.
Key responsibilities include designing long-term controls, mapping remediation actions to a global compliance control library, leading root cause analysis, and validating control effectiveness.
The role requires expertise in AML control design and mapping, root cause analysis on system failures, GRC platform experience, and proficiency in designing operating effectiveness testing scripts.
Matching Summary
The Compliance Manager serves as the critical link between the Issue Management lifecycle and the Firm’s Control Framework, ensuring remediation efforts lead to robust, sustainable controls.
Skills & Requirements
Must-have
Issue Management lifecycle
Control Framework
Root Cause Analysis
Control Design and Mapping
GRC platforms
Nice-to-have
Risk-minded problem solvers
Friendly, rewarding, and diverse environment
Translating complex regulations
Key Requirements
7+ years AML/Sanctions/Financial Crime compliance experience
Proven ability to translate AML regulations
Expert-level Root Cause Analysis (RCA)
Hands-on GRC platform experience
Proficiency in designing Operating Effectiveness (OE) testing scripts