Base: $65,000 to $75,000 annually; bonus/equity: d...
On-site
Kyc profile reviews
Aml program assessment
Bank secrecy act knowledge
The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures
Job Summary
The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures.
Interactive Brokers is a global financial services company recognized as the #1 online broker for six consecutive years by Barron's.
The position offers a competitive salary, annual performance-based bonus, stock grants, and comprehensive health benefits including company-paid premiums.
Matching Summary
The role involves conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures.
Salary
Base: $65,000 to $75,000 annually; Bonus/Equity: Discretionary cash bonus and stock award; Benefits: 401(k) match, medical/dental/vision, tuition reimbursement
Skills & Requirements
Must-have
KYC profile reviews
AML program assessment
Bank Secrecy Act knowledge
USA PATRIOT Act compliance
Risk assessment writing
Nice-to-have
Self-motivated with minimal supervision
Excellent analytical skills
Streamlining process improvement
Strong verbal communication
Outstanding organizational skills
Key Requirements
Experience at exchange, regulatory org, or Broker Dealer
Bachelor's degree in law, accounting, or data analytics
ACAMS, CFE, CFCS, Series 7, or FINRA licenses
Knowledge of Capital Markets and trade surveillance