The CM Canadian Regulatory Services group is responsible for ensuring the ever changing regulatory reporting requirements imposed by various global Regulators for OTC Derivatives are successfully implemented and executed
Job Summary
The CM Canadian Regulatory Services group is responsible for ensuring the ever changing regulatory reporting requirements imposed by various global Regulators for OTC Derivatives are successfully implemented and executed.
This role will involve daily reconciliations, exception monitoring, portfolio reconciliation, investigation, issue management and MI reporting.
We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
Matching Summary
The CM Canadian Regulatory Services group is responsible for ensuring the ever changing regulatory reporting requirements imposed by various global Regulators for OTC Derivatives are successfully implemented and executed.
Skills & Requirements
Must-have
OTC Derivatives regulatory reporting
Daily reconciliations and exception monitoring
Swap Surveillance Post Trade Exceptions
Investigate and resolve trade exceptions
Capital Markets trading fundamentals
Working knowledge of OTC Derivative products
Nice-to-have
Detailed understanding of RBC Capital Markets structure
Proficiency in VBA or Python
Progressive thinking and collaboration
Proactive approach to training
Key Requirements
1+ years operational experience
Bachelor’s degree in Business, Finance, Math or Engineering
Working knowledge of CFTC, CSA, SEC, EMIR, FCA regimes
Familiarity with front, middle and back office applications