Compliance Analyst, Assurance

CI Financial Corp

Illinois, US
Base: $55,000-$90,000 usd py; bonus/equity: not sp...
On-site
Compliance audits and assessments
Perform surveillance of electronic communications
Develop and maintain strong working relationships
Perform compliance audits and assessments to identify potential risks and areas for improvement

Job Summary

  • Perform compliance audits and assessments to identify potential risks and areas for improvement.
  • Conduct targeted investigations in connection with special requests from management or related to issues uncovered in daily surveillance.
  • This position is exempt and is paid according to the laws of the State of Illinois, Colorado, Florida, or New York, according to the final position location.

Matching Summary

Perform compliance audits and assessments to identify potential risks and areas for improvement.

Salary

Base: $55,000-$90,000 USD per year; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • compliance audits and assessments
  • perform surveillance of electronic communications
  • develop and maintain strong working relationships
  • monitor and stay current on regulations

Nice-to-have

  • work in a fast-paced dynamic environment
  • handle pressure with grace
  • positive can-do attitude

Key Requirements

  • 2+ years of Financial Services Industry experience
  • Bachelor's degree in business, finance, or a related field
  • Understanding of regulatory requirements
  • Proficiency in data analysis and reporting tools

Work Rights

Must have unrestricted work authorization

Tailored Resume

Cover Letter