Registered Associate Ii

Northern Trust

Ft. Lauderdale, FL, United States
Base: $64,125 - 105,925 usd; bonus/equity: discret...
Onsite
Investment product knowledge
Brokerage operations expertise
Client relationship management
Northern Trust is a globally recognized financial institution with over 130 years of experience serving sophisticated clients using leading technology and exceptional service

Job Summary

  • Northern Trust is a globally recognized financial institution with over 130 years of experience serving sophisticated clients using leading technology and exceptional service.
  • The Registered Associate II acts as a key liaison between clients, advisors, and internal partners, supporting client relationships through account servicing, onboarding, and trade execution.
  • Northern Trust offers a comprehensive benefits package including retirement, health and welfare benefits, paid time off, parental leave, and a discretionary bonus program that may include equity.

Matching Summary

Northern Trust is a globally recognized financial institution with over 130 years of experience serving sophisticated clients using leading technology and exceptional service.

Salary

Base: $64,125 - 105,925 USD; Bonus/Equity: Discretionary bonus program including possible equity component; Benefits: Comprehensive benefits including retirement, health, paid time off, and more

Skills & Requirements

Must-have

  • Investment product knowledge
  • Brokerage operations expertise
  • Client relationship management
  • Trade execution and account servicing
  • Regulatory compliance adherence
  • Proficiency with Microsoft Office

Nice-to-have

  • Experience with Wealthscape software
  • Morningstar Analytics familiarity
  • Thomson ONE experience
  • Strong organizational skills
  • Ability to mentor team members
  • Excellent communication skills

Key Requirements

  • FINRA licenses: SIE, Series 7 or 7TO, Series 63/65 or 66
  • Minimum 2 years client-facing financial services experience
  • Bachelor’s degree preferred

Work Rights

Not specified

Tailored Resume

Cover Letter