Head Of Controls - Wealth, Managing Director

Citi

New York, New York, United States
Base: $250,000.00 - $500,000.00; bonus/equity: dis...
Wealth management controls
Risk management framework
Regulatory compliance
This leadership role is responsible for establishing, implementing, and overseeing the control framework across the entire Wealth organization, driving a robust and proactive risk and control culture

Job Summary

  • This leadership role is responsible for establishing, implementing, and overseeing the control framework across the entire Wealth organization, driving a robust and proactive risk and control culture.
  • Key responsibilities include defining and executing the overall control strategy, overseeing risk and control management, ensuring regulatory compliance, and leading multiple first-line-of-defense control teams.
  • The company offers competitive employee benefits, including medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs, along with paid time off packages.

Matching Summary

This leadership role is responsible for establishing, implementing, and overseeing the control framework across the entire Wealth organization, driving a robust and proactive risk and control culture.

Salary

Base: $250,000.00 - $500,000.00; Bonus/Equity: discretionary and formulaic incentive and retention awards; Benefits: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs

Skills & Requirements

Must-have

  • Wealth Management Controls
  • Risk Management Framework
  • Regulatory Compliance
  • First-line-of-defense
  • Strategic Controls Leadership

Nice-to-have

  • Process Improvement & Automation
  • Data Analytics
  • Building Trusted Relationships
  • Cross-functional Collaboration

Key Requirements

  • 15+ years experience in financial services
  • Wealth Management focus
  • Proven leadership managing large teams
  • Bachelor's degree required
  • FINRA, SEC, OCC, UDAAP knowledge

Work Rights

Not specified

Tailored Resume

Cover Letter