Lead Associate - Wealth Management / Premier Brokerage

Empower Geographics Inc

Remote
Base: $65,600.00 - $92,675.00; bonus/equity: not s...
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Handling complex escalated calls
Coaching associates on wealth management
Call monitoring for service excellence
** Empower Geographics Inc. is seeking a Lead Associate for its Wealth Management / Premier Brokerage team. This remote position involves handling escalated client calls, coaching associates, and ensuring compliance with financial regulations, while promoting a flexible and inclusive work culture. **

Job Summary

  • This position is responsible for handling escalated calls, quality call monitoring, serving as a Principal reviewer and completing Best Interest Profile supervisory reviews for the Wealth Management / Premier Brokerage team.
  • In partnership with the leadership team, this position is responsible for coaching associates and improving the wealth management conversations, and ensuring that each element of the team environment is participant focused, regulatory compliant and embodies the Empower culture, vision, value and operating principles.
  • We offer an array of diverse and inclusive benefits regardless of where you are in your career.

Matching Summary

Match Score: 75

** Empower Geographics Inc. is seeking a Lead Associate for its Wealth Management / Premier Brokerage team. This remote position involves handling escalated client calls, coaching associates, and ensuring compliance with financial regulations, while promoting a flexible and inclusive work culture. **

Salary

Base: $65,600.00 - $92,675.00; Bonus/Equity: Not specified; Benefits: Medical, dental, vision and life insurance, 401(k) plan with company matching, tuition reimbursement, paid time off, paid volunteer time, leave of absence programs.

Skills & Requirements

Must-have

  • Handling complex escalated calls
  • Coaching associates on wealth management
  • Call monitoring for service excellence
  • Best Interest Profile supervisory reviews
  • FINRA / SEC guidelines adherence

Nice-to-have

  • Transforming financial lives
  • Flexible work environment
  • Inclusive and welcoming environment
  • Purpose, well-being, and work-life balance

Key Requirements

  • Bachelors Degree or equivalent experience
  • FINRA Series 7, 24, 63, and 65 registrations
  • FINRA fingerprinting required
  • Five Years of Wealth management experience
  • Experience in brokerage trading and trade approval

Work Rights

Must be authorized to work for any employer in the U.S.

Tailored Resume

Cover Letter