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Invesco is seeking a Compliance Officer for their Downers Grove, Illinois location to support compliance monitoring and regulatory requirements for their ETF division. The ideal candidate should have 1-3 years of relevant experience and a strong understanding of investment compliance, with a focus on teamwork and communication.
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Job Summary
The role involves executing day-to-day compliance monitoring, reporting, and testing activities for Invesco's 1940 Act ETFs.
Employees benefit from a hybrid work schedule, 401(K) matching of 100% up to the first 6%, and comprehensive health benefits.
This position requires advising partners on policy interpretation and assisting with responses to regulatory exams and internal audits.
Matching Summary
Match Score: 75
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Invesco is seeking a Compliance Officer for their Downers Grove, Illinois location to support compliance monitoring and regulatory requirements for their ETF division. The ideal candidate should have 1-3 years of relevant experience and a strong understanding of investment compliance, with a focus on teamwork and communication.
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Salary
Base: $70,000 - $85,000/year; Bonus/Equity: Incentive pay included; Benefits: Comprehensive compensation package including 401(K) match and stock purchase plan
Skills & Requirements
Must-have
Execute compliance monitoring activities
Support regulatory exams and audits
Maintain compliance procedures and documentation
Nice-to-have
Detail-oriented compliance professional
Strong communication and teamwork skills
Experience with technology and data analysis
Key Requirements
Bachelor's degree in finance or related field
1-3 years investment compliance experience
Knowledge of 1940 Act and securities laws
FINRA Series 7/63/65 or Compliance Officer exam preferred