Compliance Officer, Etf

Invesco

Downers Grove, Illinois, United States
Base: $70,000 - $85,000pyear; bonus/equity: incent...
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Execute compliance monitoring activities
Support regulatory exams and audits
Maintain compliance procedures and documentation
** Invesco is seeking a Compliance Officer for their Downers Grove, Illinois location to support compliance monitoring and regulatory requirements for their ETF division. The ideal candidate should have 1-3 years of relevant experience and a strong understanding of investment compliance, with a focus on teamwork and communication. **

Job Summary

  • The role involves executing day-to-day compliance monitoring, reporting, and testing activities for Invesco's 1940 Act ETFs.
  • Employees benefit from a hybrid work schedule, 401(K) matching of 100% up to the first 6%, and comprehensive health benefits.
  • This position requires advising partners on policy interpretation and assisting with responses to regulatory exams and internal audits.

Matching Summary

Match Score: 75

** Invesco is seeking a Compliance Officer for their Downers Grove, Illinois location to support compliance monitoring and regulatory requirements for their ETF division. The ideal candidate should have 1-3 years of relevant experience and a strong understanding of investment compliance, with a focus on teamwork and communication. **

Salary

Base: $70,000 - $85,000/year; Bonus/Equity: Incentive pay included; Benefits: Comprehensive compensation package including 401(K) match and stock purchase plan

Skills & Requirements

Must-have

  • Execute compliance monitoring activities
  • Support regulatory exams and audits
  • Maintain compliance procedures and documentation

Nice-to-have

  • Detail-oriented compliance professional
  • Strong communication and teamwork skills
  • Experience with technology and data analysis

Key Requirements

  • Bachelor's degree in finance or related field
  • 1-3 years investment compliance experience
  • Knowledge of 1940 Act and securities laws
  • FINRA Series 7/63/65 or Compliance Officer exam preferred

Work Rights

Not specified

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