Compliance Monitoring Associate (entry Level Role)

TP ICAP

Belfast, United Kingdom
Hybrid
Microsoft applications software
Excellent communication and interpersonal skills
Ability to work under pressure
The Compliance team is responsible for proactively engaging with the business to provide clear advice and support to ensure the group continues to meet all applicable regulatory requirements

Job Summary

  • The Compliance team is responsible for proactively engaging with the business to provide clear advice and support to ensure the group continues to meet all applicable regulatory requirements.
  • The role sits within the TP ICAP Belfast office primarily responsible for the ‘level one’ review of alerts triggered from the firm’s surveillance systems.
  • TP ICAP wholeheartedly believes in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background.

Matching Summary

The Compliance team is responsible for proactively engaging with the business to provide clear advice and support to ensure the group continues to meet all applicable regulatory requirements.

Skills & Requirements

Must-have

  • Microsoft applications software
  • excellent communication and interpersonal skills
  • ability to work under pressure
  • proactive investigation
  • level one alert assessment

Nice-to-have

  • understanding of market abuse risks
  • knowledge of financial products
  • flexibility to take on other roles

Key Requirements

  • entry level role
  • previous monitoring experience desirable
  • financial services firm experience desirable

Work Rights

Not specified

Tailored Resume

Cover Letter