Base: $125,000 - $143,000 usd; bonus/equity: not s...
On-site
Finra registration processes
Broker-dealer environment
Regulatory licensing and registrations
As a Senior Consultant on the Capital Markets Team, with a focus on compliance registrations, you will work in a fast-paced team setting, alongside industry experts
Job Summary
As a Senior Consultant on the Capital Markets Team, with a focus on compliance registrations, you will work in a fast-paced team setting, alongside industry experts.
Support FINRA registration processes for Capital Markets clients, including onboarding, transfers, amendments, renewals, and terminations within a broker-dealer environment.
We offer highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement, and a work culture focused on innovation and creation of lasting value for our clients and employees.
Matching Summary
As a Senior Consultant on the Capital Markets Team, with a focus on compliance registrations, you will work in a fast-paced team setting, alongside industry experts.
Salary
Base: $125,000 - $143,000 USD; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
FINRA registration processes
broker-dealer environment
regulatory licensing and registrations
business analysis support
requirements gathering and documentation
Nice-to-have
entrepreneurial spirit
growth mindset
creative, collaborative, diverse, and inclusive culture
Key Requirements
5+ years of experience as a Business Analyst
Prior experience supporting FINRA registrations
Strong working knowledge of broker-dealer regulatory requirements