Lead Associate - Wealth Management / Premier Brokerage

Empower

Base: $65,600.00 - $92,675.00; bonus/equity: non-s...
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Handling escalated client calls
Best interest profile supervisory reviews
Finra series 7, 24, 63, and 65 licenses
** Empower is seeking a Lead Associate for their Wealth Management / Premier Brokerage team, focusing on handling escalated client issues, coaching associates, and ensuring compliance with regulations. The position offers a hybrid work environment, promoting a culture of flexibility, inclusivity, and career growth. **

Job Summary

  • This position is responsible for handling escalated calls, quality call monitoring, and serving as a Principal reviewer for the Wealth Management team.
  • The role requires completing Best Interest Profile supervisory reviews and ensuring all interactions are regulatory compliant while embodying the company's inclusive culture.
  • Employees receive comprehensive benefits including medical, dental, vision, life insurance, a 401(k) plan with up to 6% matching, and tuition reimbursement up to $5,250 per year.

Matching Summary

Match Score: 75

** Empower is seeking a Lead Associate for their Wealth Management / Premier Brokerage team, focusing on handling escalated client issues, coaching associates, and ensuring compliance with regulations. The position offers a hybrid work environment, promoting a culture of flexibility, inclusivity, and career growth. **

Salary

Base: $65,600.00 - $92,675.00; Bonus/Equity: Non-sales positions eligible for bonus program; Sales positions eligible for sales incentives and potential bonus plan; Benefits: Medical, dental, vision, life, 401(k) match up to 6%, tuition reimbursement

Skills & Requirements

Must-have

  • handling escalated client calls
  • Best Interest Profile supervisory reviews
  • FINRA Series 7, 24, 63, and 65 licenses
  • wealth management conversation coaching
  • fraud verification for distributions

Nice-to-have

  • deep knowledge of tax exempt strategies
  • experience in brokerage trading approval
  • ability to develop training materials
  • flexible work environment culture
  • internal mobility career path

Key Requirements

  • Bachelor's Degree or equivalent experience
  • FINRA Series 7, 24, 63, and 65 registrations
  • Five Years of Wealth management experience
  • Authorized to work for any employer in the U.S.
  • Fingerprinting required by FINRA

Work Rights

Must be authorized to work for any employer in the U.S.

Tailored Resume

Cover Letter