Senior Compliance Analyst

DIMENSIONAL

Hybrid
Analyze marketing communications across channels
Ensure compliance with sec and finra regulations
Collaborate with sales and marketing teams
The team is empowered to identify underlying patterns that impact the firm and provide forward-looking solutions

Job Summary

  • The team is empowered to identify underlying patterns that impact the firm and provide forward-looking solutions.
  • This position works closely with Compliance, Risk, and Legal colleagues as well as business representatives across the firm.
  • Dimensional offers a variety of programs including comprehensive benefits, educational initiatives, and special celebrations of company history.

Matching Summary

The team is empowered to identify underlying patterns that impact the firm and provide forward-looking solutions.

Skills & Requirements

Must-have

  • Analyze marketing communications across channels
  • Ensure compliance with SEC and FINRA regulations
  • Collaborate with sales and marketing teams
  • Administer compliance software tools
  • Conduct compliance training coordination

Nice-to-have

  • Strong interpersonal relationship management skills
  • Ability to prioritize in fast-moving environment
  • Self-guided motivation and thorough task completion
  • Synthesize complex data effectively
  • Maintain confidentiality of sensitive information

Key Requirements

  • Bachelor's degree required
  • 5+ years professional work experience
  • 2+ years in compliance related field
  • Series 7 and Series 24 licenses preferred
  • Not eligible for immigration sponsorship

Work Rights

Must be authorized to work in US without sponsorship

Tailored Resume

Cover Letter