Regulatory Control Analyst - Associate

Deutsche Bank UK

Mumbai, India
5 to 6 years regulatory experience
Brokerage trade surveillance expertise
Market manipulation theme knowledge
The role involves assisting the Business Supervisory Office in ensuring US Private Banking compliance with local rules and regulations

Job Summary

  • The role involves assisting the Business Supervisory Office in ensuring US Private Banking compliance with local rules and regulations.
  • Analysts are responsible for reviewing daily trade alerts to identify market manipulation themes such as front running and insider trading.
  • Deutsche Bank offers comprehensive benefits including 100% reimbursement for childcare assistance and sponsorship for industry certifications.

Matching Summary

The role involves assisting the Business Supervisory Office in ensuring US Private Banking compliance with local rules and regulations.

Skills & Requirements

Must-have

  • 5 to 6 years Regulatory experience
  • Brokerage Trade Surveillance expertise
  • Market Manipulation theme knowledge
  • Private Banking AML risk understanding
  • Transaction Monitoring and Wire Review

Nice-to-have

  • SunGard/FIS Protegent tool experience
  • Process enhancement and efficiency skills
  • Stakeholder coordination abilities
  • Internal review participation experience

Key Requirements

  • 5 to 6 years of Regulatory and Brokerage Trade Surveillance experience
  • Experience with PM1 or SunGard/FIS Protegent Surveillance tools
  • Strong understanding of Private Banking AML risks and Financial Crime regulations

Work Rights

Not specified

Tailored Resume

Cover Letter