Manager, Audit & Regulatory Interactions

BMO

Toronto, ON, Canada
Base: $69,000.00 - $129,000.00; bonus/equity: may ...
5-7 years experience in regulatory compliance
Experience leading or assisting with audits
Solid knowledge of banking industry risk types
This role is heavily focused on management of T&O audits and regulatory exams across Enterprise, U.S., and International jurisdictions

Job Summary

  • This role is heavily focused on management of T&O audits and regulatory exams across Enterprise, U.S., and International jurisdictions.
  • The incumbent will lead pre-readiness sessions, perform deep dive reviews, and ensure high-quality materials are delivered for final exam submissions.
  • BMO offers a comprehensive benefits package including health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans.

Matching Summary

This role is heavily focused on management of T&O audits and regulatory exams across Enterprise, U.S., and International jurisdictions.

Salary

Base: $69,000.00 - $129,000.00; Bonus/Equity: May include performance-based incentives and discretionary bonuses; Benefits: Health insurance, tuition reimbursement, accident and life insurance, retirement savings plans

Skills & Requirements

Must-have

  • 5-7 years experience in Regulatory Compliance
  • Experience leading or assisting with audits
  • Solid knowledge of banking industry risk types
  • Proficient Microsoft Office and Spotfire reporting
  • In-depth written and verbal communication skills

Nice-to-have

  • Cyber Security / Technology capabilities knowledge
  • Audit, risk, compliance related certifications
  • Ability to influence and create urgency
  • Self-motivated team player
  • Process enhancement mindset

Key Requirements

  • University degree/college diploma or equivalent work experience
  • 5-7 years experience in Regulatory Compliance, Audit, or Risk Management
  • Experience assisting with audit remediation activities

Work Rights

Not specified

Tailored Resume

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