Investment Chief Compliance Officer & Chief Risk Officer

AIA

Not specified (assumed to be hybrid or onsite based on industry norms)
Risk and compliance program leadership
Investment compliance monitoring
Regulatory compliance management
AIA is seeking a Chief Compliance Officer & Chief Risk Officer to lead the risk and compliance functions at iAMCCHINA, ensuring adherence to regulatory requirements and effective risk management. The ideal candidate should have extensive experience in investment compliance and a strong background in legal compliance within the financial sector

Job Summary

  • The Chief Risk & Compliance Officer is responsible for leading the risk and compliance function at iAMCCHINA and overseeing the risk and compliance program under the Governance Framework and Enterprise Risk Management Framework of iAMCCHINA.
  • This role integrates risk and compliance controls into governance components and serves as a critical second line function within local management and executive committees.
  • The position requires building confident relationships with stakeholders, facilitating risk and compliance awareness, and acting as the primary point of contact for local regulatory inspections and reviews.

Matching Summary

Match Score: 85

AIA is seeking a Chief Compliance Officer & Chief Risk Officer to lead the risk and compliance functions at iAMCCHINA, ensuring adherence to regulatory requirements and effective risk management. The ideal candidate should have extensive experience in investment compliance and a strong background in legal compliance within the financial sector.

Skills & Requirements

Must-have

  • Risk and compliance program leadership
  • Investment compliance monitoring
  • Regulatory compliance management
  • Enterprise risk management framework
  • Anti-money laundering and data privacy oversight
  • Risk analytics and reporting
  • Governance framework implementation

Nice-to-have

  • Strong organizational and communication skills
  • Collaborative mentality with senior stakeholders
  • Experience liaising with regulators
  • Ability to handle multiple tasks and meet deadlines
  • Self-starter with attention to detail

Key Requirements

  • Degree in Legal, Risk Management, Business Administration, CFA or related
  • 8+ years financial or legal compliance experience
  • 3+ years in legal compliance roles or financial industry
  • Legal Professional Qualification Certificate (optional alternative)
  • Experience dealing with regulators preferred
  • Experience in investment compliance systems

Work Rights

Not specified

Tailored Resume

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