Managing Director - Chief Compliance Officer, Capital Markets Canada
BMO Financial Group
Toronto, Ontario, Canada
Base: cdn $200k - $230k; bonus/equity: not specifi...
Capital markets compliance program
Global control room management
Volcker compliance office
Leads the second line Capital Markets Compliance Program in Canada, the Global Control Room, and the BMO Volcker Compliance Office, supporting complex financial businesses
Job Summary
Leads the second line Capital Markets Compliance Program in Canada, the Global Control Room, and the BMO Volcker Compliance Office, supporting complex financial businesses.
Manages operating functions within the Global Control Room, including the Conflicts Clearance and Grey/Restricted List Programs, and acts as a primary liaison with Capital Markets operating groups.
Oversees the Volcker advisory and reporting functions, leads direct engagement with regulators, and establishes, monitors, and tests the effectiveness of compliance policies and controls.
Matching Summary
Leads the second line Capital Markets Compliance Program in Canada, the Global Control Room, and the BMO Volcker Compliance Office, supporting complex financial businesses.
Salary
Base: CDN $200K - $230K; Bonus/Equity: Not specified; Benefits: Health insurance, tuition reimbursement, accident and life insurance, retirement savings plans